Phillip Capital

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Important Information About Procedures for Opening a New Account

To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account.

When you open an account, we will ask for your name, address, date of birth and other information that will allow us to identify you. We may also ask to see your driver’s license or other identifying documents.

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Securities, Options, and Futures trading involves the substantial risk of loss and is not suitable for all investors. There is a possibility that you may sustain a loss equal to or greater than your entire investment. Past performance is not indicative of future results. This website is not intended for residents of any specific country. The availability of products and services may vary by state or country.

Check the background of Phillip Capital Inc. on FINRA's BrokerCheck.

Investment Products: Not FDIC Insured • Not Insured by Any Federal Government Agency • May Lose Value

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